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Background for this topic.

A fine is a monetary penalty imposed by a competent authority or court for violating a law, regulation, or legally binding requirement. In information security and privacy, it may follow inadequate safeguards for personal data, unlawful processing, failure to meet required reporting or record-keeping duties, or non-compliance with sector-specific controls. The legal basis, maximum amount, and factors such as severity, duration, negligence, cooperation, and remediation vary by jurisdiction; a fine is generally punitive rather than compensation for affected parties.

For security practitioners, a fine signals that controls and security decisions may be examined as evidence of compliance. Maintain documented risk assessments, access reviews, patching decisions, supplier oversight, logging, and retention practices, especially where they protect regulated data. During an incident, preserve relevant records and establish an accurate timeline for containment, notification, and remediation. Privacy requirements such as data minimization and retention limits can therefore be security controls as well as legal obligations. A fine does not by itself establish that a particular attack or breach occurred.

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Bank Info Security 2 years, 6 months ago

Practice Fined $160K for 6 'Right of Access' Complaints

Settlement Is HHS OCR's 46th Enforcement Action Based on Health Record ComplaintsIt's a new year, but federal regulators are beating an old HIPAA drum: The Department of Health and Human Services has hit a New Jersey medical practice with a $160,000 settlement in the agency's 46th enforcement action involving HIPAA complaint about right of access to health records.

Bank Info Security 2 years, 6 months ago

Breach Roundup: DOJ Fines XCast $10M for Illegal Robocalls

Also: Mandiant X Account Hijacked in Cryptocurrency ScamThis week, hackers took over Mandiant's X account, authorities charged a Nigerian hacker with stealing $7.5 million from charities, the DOJ fined XCast $10 million for illegal robocalls, and attackers exploited an SMTP smuggling flaw in a phishing email campaign.